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United States ex rel. Solano v. Barton Associates, Inc.

U.S. Court of Appeals for the First Circuit · 1st Cir. · Massachusetts bar guidance , Maine bar guidance , New Hampshire bar guidance , Rhode Island bar guidance

Conduct

The relators' opening and reply briefs misstated holdings; the opening brief quoted language the court could not find in any case, and the reply quoted language the cited cases do not contain.

Consequence

Here the First Circuit affirmed the dismissal and recorded the defects in the text and a footnote, without a sanction, show-cause order, or referral.

Lesson

In this appeal the court noted that the reply brief repeated the defects after the appellee had pointed them out, and said so in its opinion.

Other

Verified September 30, 2026

Citation
United States ex rel. Solano v. Barton Assocs., Inc., No. 25-1309 (1st Cir. May 28, 2026) (Rikelman, J.)
Decided
May 28, 2026

Summary

Relators Reynaldo Solano and Neals Maxilin appealed the District of Massachusetts' dismissal of their False Claims Act qui tam action against Barton Associates, Inc. for failure to plead fraud with the particularity Rule 9(b) requires, and the denial of their motion for reconsideration or leave to amend. In the opinion, the First Circuit said the relators "misrepresent our precedent" in challenging the denial of leave to amend, asserting that the court had "consistently held" that dismissal with prejudice without a first chance to amend is an abuse of discretion: "But we have never so held." In footnote 4 the court added that, "[i]n addition to misrepresenting the holdings of several cases in their opening appellate brief, Solano and Maxilin also referenced quotations that do not appear in those cases or in any case that we have been able to find," and that "even after Barton pointed out these errors," they "filed a reply brief that again cited cases for propositions that the cases do not support and quoted language that the cases do not contain." On the reconsideration issue the court said the relators "again misrepresent our case law," that "[n]one of the cases they cite stand for such a proposition," and that one "does not even involve a Rule 59(e) motion."

AI tool:
Unidentified (the opinion states that the relators' briefs quoted language that does not appear in the cited cases "or in any case that we have been able to find" but does not attribute it to AI or name a tool)
Amount or terms:
None; the court noted the defects in the text and a footnote and took no action on them
This case summary is informational only. Verify the underlying opinion or order against the primary source before relying on it in any filing or client matter.

How did the court address the AI-related conduct?

In an opinion by Judge Rikelman, the First Circuit affirmed the district court's rulings, "[d]iscerning no legal error or abuse of discretion." It agreed that the relators' complaint did not plead fraud with the particularity Rule 9(b) requires, that the district court acted within its discretion in denying leave to amend a request the court described as a "boilerplate entreaty," and that there was no "manifest abuse of discretion" in denying reconsideration under Rule 59(e). The court recorded the misrepresented holdings and the quotations it could not find, and noted that the reply brief repeated the problems after the appellee identified them, but it imposed no sanction, issued no order to show cause, and made no referral. The opinion does not mention artificial intelligence and does not attribute the defective quotations to any tool or to any individual attorney.

Why does United States ex rel. Solano v. Barton Associates, Inc. matter for law firms using AI?

The First Circuit decided this False Claims Act appeal on ordinary grounds: the relators did not plead fraud with the particularity Rule 9(b) requires, their request to amend was a “boilerplate entreaty,” and their reconsideration motion made conclusory assertions that did “no more than reiterate” earlier arguments. The court’s statements about the briefs appear alongside that analysis rather than in a separate section, and it did not open any sanctions process.

What the court did say is direct. It described the relators’ account of First Circuit law on leave to amend as a misrepresentation (“But we have never so held”), made the same point about their Rule 59(e) argument (“None of the cases they cite stand for such a proposition”), and in footnote 4 stated that the opening brief “referenced quotations that do not appear in those cases or in any case that we have been able to find.” The footnote also records that the problems continued in the reply brief “even after Barton pointed out these errors.”

The opinion does not mention artificial intelligence, does not identify the defective quotations, and does not attribute them to any individual lawyer. Its significance for firms is the record it creates: a circuit opinion that describes a party’s briefs as misrepresenting precedent and quoting language not found in any case the court could locate. Firms documenting compliance may wish to consider how their review of a reply brief responds when the opposing brief has already flagged citation problems.

Implications for your firm

Operational steps a firm reading this case may wish to consider documenting. Strategic and rule-application calls belong to your firm's attorneys.

  • Review reply briefs against any errors the opposing brief identifies. The court specifically noted that the reply brief again cited cases for propositions they do not support and quoted language they do not contain "even after Barton pointed out these errors."
  • Verify characterizations of circuit precedent, not only quotations. The court's text addresses two statements about what the First Circuit has "consistently held" or "repeatedly emphasized" and answers each with its own case law.
  • Consider that a court may record these defects in an opinion without any sanction proceeding, as the First Circuit did here.

Sources

Primary sources

Unverified claims:
  • AI attribution: the opinion is silent on AI; the AI link is a Charlotin tracker inference, not a court finding.
  • The opinion does not identify the quotations it could not find. It names one case the relators relied on, Davila-Alvarez, which it says does not even involve a Rule 59(e) motion; other defective authorities are not identified.