October 18, 2026 (in 9 days): Tenth Circuit: comments close on 2027 rules, incl. proposed Rule 46.5(B)(4) generative-AI review →

Roark v. American Airlines Group, Inc.

U.S. District Court, District of Connecticut · D. Conn. · Connecticut bar guidance

Pro-se party

Conduct

Pro se Defendant Freeman filed AI-generated default opposition with fabricated Enron Oil quotes; self-contradicted on counsel status.

Consequence

Rule 11 violation found and warning that further misrepresentations may result in sanctions; default later vacated, with Freeman given the benefit of the doubt for heeding the warning.

Lesson

A court may question whether pro se solicitude extends to heavy AI reliance, by analogy to Spira's ghostwriting rule, and still extend it to a filer who heeds an earlier warning.

Warning

Verified October 1, 2026

Citation
Roark v. American Airlines Group, Inc., No. 3:24-cv-01695 (VDO), Order at ECF No. 48 (D. Conn. May 30, 2025); follow-on order at ECF No. 54 (D. Conn. Jul. 3, 2025)
Decided
May 30, 2025

Summary

Plaintiffs Thomas Roark and other current and former American Airlines / Envoy Air pilots brought a civil action against the corporate defendants and an individual defendant, Joseph Freeman, in the District of Connecticut on October 23, 2024. Freeman, appearing pro se, failed to file a timely answer and was defaulted by the Clerk on April 7, 2025. On May 27, 2025, Freeman filed a multi-part submission containing a "Memorandum in Opposition to Plaintiffs' Motion for Entry of Default," a declaration, and a "Motion to Stay Proceedings under CCP § 425.16(g)" (a California anti-SLAPP statute). On May 30, 2025, Judge Vernon D. Oliver issued an order at ECF No. 48 finding that the misstatements throughout the filing were likely the product of generative artificial intelligence, identifying specific fabricated quotations and propositions that the cited cases (Enron Oil Corp. v. Diakuhara, Meehan v. Snow) did not contain. The Court also flagged an internal contradiction: Freeman's declaration claimed he had retained the law firm "[Law Firm Name]" while other parts of the submission stated he was self-represented. The Court warned that "[a]ny further misrepresentations may result in sanctions" and ordered the Clerk to mail and email a copy of the order to Freeman. On July 3, 2025, the Court issued a follow-on order (ECF No. 54) vacating the default. It extended pro se solicitude to Freeman "with some hesitation, since he has submitted a filing rife with phantom cases and nonexistent caselaw," observed that a pro se party who relies on generative AI "to this extent may not be entitled to the 'special consideration' customarily given to self-represented litigants," and then, "because Defendant Freeman seems to have observed the Court's warning about an overreliance on AI," gave him "the benefit of the doubt."

AI tool:
Generative artificial intelligence (Court found 'misstatements throughout the filing are likely the product of generative artificial intelligence'; specific tool not identified by name on the record)
This case summary is informational only. Verify the underlying opinion or order against the primary source before relying on it in any filing or client matter.

What did the court warn about?

May 30, 2025 order: warning to Defendant Freeman that further misrepresentations may result in sanctions; motion to stay denied; motion to set aside default construed and briefing ordered. No monetary sanction. July 3, 2025 follow-on order (ECF No. 54): default vacated and claims against Freeman to be resolved on the merits. Citing Spira v. J.P. Morgan Chase & Co. (attorney-ghostwritten pro se briefs), the court said a pro se party who relies on AI to this extent may not be entitled to special consideration, but gave Freeman the benefit of the doubt because he appeared to have heeded the May 30 warning.

Why does Roark v. American Airlines Group, Inc. matter for law firms using AI?

Roark v. American Airlines is an early D. Conn. example of a court questioning whether pro se solicitude should extend to a litigant who relies heavily on AI software, and it previews the reasoning Judge Vernon D. Oliver later applied in Andre v. Warden. The procedural sequence is worth documenting for any firm whose litigation practice involves multi-defendant cases with at least one pro se party.

The May 30, 2025 order (ECF No. 48) is the warning step. Defendant Joseph Freeman, having defaulted, attempted to revive his defense with a multi-part submission. Judge Oliver identified specific fabrications: a quote from Enron Oil Corp. v. Diakuhara, 10 F.3d 90, 96 (2d Cir. 1993) that “does not include the following sentence,” and a proposition attributed to Meehan v. Snow, 652 F.2d 274 (2d Cir. 1981) that the Court could not locate in the case. The Court also flagged an internal contradiction in Freeman’s declaration: he claimed to have retained “the law firm of [Law Firm Name]” while elsewhere in the same submission stating he was self-represented. The square-bracketed placeholder text was itself a tell. Judge Oliver concluded that “the misstatements throughout the filing are likely the product of generative artificial intelligence” and warned that further misrepresentations “may result in sanctions.” The Clerk was directed to mail and email the order to Freeman, creating a documented warning record.

The July 3, 2025 follow-on order (ECF No. 54) vacated the default, given the Second Circuit’s strong preference for deciding cases on the merits. Along the way the Court drew an analogy to Spira v. J.P. Morgan Chase & Co., 466 F. App’x 20, 22 n.1 (2d Cir. 2012) (summary order) (pro se plaintiff not entitled to special consideration where an attorney ghostwrote the appellate briefs): “A pro se party who relies on generative artificial intelligence (AI) to this extent may not be entitled to the ‘special consideration’ customarily given to self-represented litigants.” The Court did not apply that reduction here. Because Freeman “seems to have observed the Court’s warning about an overreliance on AI,” it gave him the benefit of the doubt. The analogy is the part that later mattered: in Andre v. Warden, Judge Oliver denied solicitude to a pro se filer on related grounds.

The R&G data correction is worth flagging in this entry’s record. R&G’s intake row classified this case under date 2025-09-12 with judge “District Wide” and a URL pointing to a non-resolving page on ctd.uscourts.gov. The corrected URL resolves to the District of Connecticut’s September 12, 2025 court-wide Notice to Counsel and Litigants Regarding AI-Assisted Research, which is a court-wide directive signed by Clerk Dinah Milton Kinney, not a case-specific order in Roark. The Notice is the right primary source for a court-orders/ entry on the District’s no-tolerance AI policy. The Roark docket itself, on the other hand, has its own substantive AI-conduct orders on May 30 and July 3, 2025, and those are the load-bearing facts for a case-tracker entry. This file documents the May 30, 2025 order as the operative date and treats R&G’s September 12 metadata as a misfile. A parallel entry on the September 12, 2025 court-wide Notice belongs in the court-orders/ collection.

Implications for your firm

Operational steps a firm reading this case may wish to consider documenting. Strategic and rule-application calls belong to your firm's attorneys.

  • When opposing pro se litigants in D. Conn., the July 3, 2025 order's Spira discussion is dicta (the court extended solicitude), but it previews the reasoning Judge Oliver applied in Andre v. Warden (Nov. 25, 2025), where solicitude was denied.
  • The May 30 order's specific identification of fabricated quotes from Enron Oil and Meehan is a useful diligence template; courts will run cited authority against the actual case text and document each fabrication.
  • A docketed warning can cut both ways: the court later relied on Freeman's apparent compliance with the May 30 warning to give him the benefit of the doubt when vacating the default.

Sources

Primary sources

Unverified claims:
  • R&G's intake row dated this entry September 12, 2025 with judge 'District Wide' and a URL pointing to ctd.uscourts.gov/sites/default/files/Notice-to-Counsel-and-Litigants. That URL returns 404; the corrected URL (ctd.uscourts.gov/sites/default/files/Notice-to-Counsel-and-Litigants-Regarding-AI.pdf) resolves to the District of Connecticut's court-wide September 12, 2025 Notice to Counsel and Litigants Regarding AI-Assisted Research, signed by Clerk Dinah Milton Kinney. That Notice is a court-wide directive, not a case-specific order in Roark; it should live in the court-orders/ collection, not in cases/. The Roark case docket itself contains substantive AI-conduct orders, but they were issued on May 30, 2025 (ECF No. 48) and July 3, 2025 (ECF No. 54), not on September 12, 2025. R&G's metadata thus appears to conflate two unrelated facts: (a) the Roark docket as a real D. Conn. AI-conduct case, and (b) the September 12 court-wide Notice as an event tied to the Roark caption.
  • This case file documents the May 30, 2025 ECF No. 48 order as the load-bearing AI-conduct order on the Roark docket. R&G's September 12, 2025 date is preserved here as a data correction, not as the order date.
  • AI tool involved is identified by the Court as 'generative artificial intelligence' in general terms; no specific product (ChatGPT, Claude, Gemini, etc.) is named on the record.