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Pettit v. Allina Health System

U.S. District Court, District of Minnesota · D. Minn. · Minnesota bar guidance

Conduct

Here counsel filed complaints copied from another plaintiff's case, then, opposing Rule 11 sanctions, cited a Prince estate probate ruling that the court found says nothing about sanctions.

Consequence

Case dismissed with prejudice and $10,000 Rule 11 sanction against the attorney and his firm jointly, plus a separate $9,752.50 Rule 37 fee award; no sanction on the client.

Lesson

Here the court treated a misdescribed authority, filed in opposing a Rule 11 motion, as its own Rule 11(b)(2) violation alongside the copied pleading.

Court sanction

Verified September 30, 2026

Citation
Pettit v. Allina Health Sys., No. 23-cv-2789 (JWB/JFD), Order Accepting Report and Recommendation (D. Minn. Mar. 25, 2025) (Blackwell, J.), Doc. No. 117; Order and Report and Recommendation (D. Minn. Jan. 30, 2025) (Docherty, M.J.), Doc. No. 114
Decided
March 25, 2025

Summary

DaJovan Pettit sued her former employer, Allina Health System, for race discrimination. Allina moved for Rule 11 sanctions against her attorney, Richard Hechter, and his firm, Morris Law Group, P.A. Magistrate Judge John F. Docherty found that Hechter had copied large portions of the complaint in another employee's case (the Fielding complaint) and filed them as Pettit's own allegations, including allegations that named supervisors used racial slurs, which Pettit testified at her deposition did not reflect her experiences. The court also found a defective legal citation. In his memorandum opposing the Rule 11 motion, Hechter cited "In Re The estate of Prince Rogers Nelson, Court File No. 10 PR 16-46" for the proposition that a "[f]ine of complete attorneys [sic] fees is a grossly improper amount." The court "read that case, a civil probate matter in state court, and was unpleasantly surprised to find it does not even mention Rule 11 or sanctions." In a footnote it reported locating the district court decision, In re Estate of Nelson, 2016 WL 9175545 (Minn. Dist. Ct. June 8, 2016), and finding that it "does not say what Mr. Hechter represents it says, or even anything close." The magistrate judge concluded that citing it violated Rule 11(b)(2). The orders do not mention AI in connection with the citation.

AI tool:
Unidentified (the orders find that a cited state probate decision does not say what counsel represented and do not attribute the error to AI or name a tool; the only mention of AI is the court's quotation of plaintiff's argument that motions to compel are templated "[w]ith the advent of word processing and even [artificial intelligence] and brief banks")
Sanction amount:
$10,000 under Rule 11, jointly and severally against attorney Richard Hechter and Morris Law Group, P.A., and dismissal of the case with prejudice
This case summary is informational only. Verify the underlying opinion or order against the primary source before relying on it in any filing or client matter.

What sanction did the court impose?

In a January 30, 2025 Order and Report and Recommendation, the magistrate judge ordered Hechter to pay Allina $9,752.50 in fees on its earlier motion to compel, and recommended that the case be dismissed with prejudice and that Hechter and his firm pay $10,000, jointly and severally, toward Allina's fees and costs as the Rule 11 sanction. The recommendation rested on both the copied factual allegations and the misrepresented probate decision; the court called it "disturbing irony" that the false legal statement was made in opposing a Rule 11 motion. It rejected Allina's request to sanction Pettit personally, calling that tactic "cruel." No objections were filed. On March 25, 2025, Judge Jerry W. Blackwell accepted the recommendation on clear-error review, dismissed the amended complaint with prejudice, ordered Hechter and Morris Law Group to pay $10,000, and denied fees against Pettit. The court had earlier granted Hechter's motion to withdraw. The orders make no disciplinary referral.

Why does Pettit v. Allina Health System matter for law firms using AI?

Pettit is chiefly a pleading case, and the citation problem is a secondary but expressly relied-on ground. Magistrate Judge Docherty found that Hechter copied allegations from another employee’s discrimination complaint against Allina into both of Pettit’s complaints, including allegations about named supervisors who, Pettit testified, never supervised her, and that she had told him the complaint was not ready to be filed. The court said it was “difficult” to identify “a more obvious violation” of Rule 11(b)(3).

The citation came later, in Hechter’s memorandum opposing Allina’s Rule 11 motion. He cited a probate matter from the estate of Prince Rogers Nelson for the proposition that an award of complete attorneys’ fees would be “grossly improper.” The court explained in a footnote that the decision “was not easy to find,” because none of the Minnesota Court of Appeals opinions in the Prince probate proceedings address sanctions. Once it located the 2016 district court decision, it found the ruling “does not say what Mr. Hechter represents it says, or even anything close.” Magistrate Judge Docherty concluded that “[m]isrepresenting the legal significance of a case or the holding in a case is a violation of Rule 11(b)(2),” and noted that Hechter “violated Rule 11 in his efforts to avoid sanctions for his previous violations of Rule 11.” The orders do not suggest the citation came from an AI tool; the Charlotin tracker’s AI attribution is an inference. The report found no “malice or intent to cause harm,” while also describing “deliberate misrepresentations to the court,” and recommended dismissal both as a sanction and because, once the false and copied statements are removed, “there are no well-pleaded allegations” of a race-based hostile work environment. With a separate $9,752.50 discovery sanction, the report put the total sanctions in the case at $19,752.50.

The sanction combined dismissal with prejudice and a $10,000 payment by Hechter and his firm, jointly and severally, which the court described as less than Allina spent defending the case and “sufficient, but not greater than,” what was needed to deter similar conduct. The court declined to sanction Pettit herself. Firms documenting compliance may wish to consider that here the court checked an obscure, unreported authority itself, and that a misdescribed case cited in a sanctions opposition became a further basis for the sanction the filing was meant to avoid.

Implications for your firm

Operational steps a firm reading this case may wish to consider documenting. Strategic and rule-application calls belong to your firm's attorneys.

  • Verify that each authority says what the brief says it says, including unreported state trial-court rulings. Here the court tracked down the 2016 probate decision and found it did not say "anything close" to counsel's description.
  • Review filings that respond to sanctions motions with particular care. Here the court called it "disturbing irony" that the misstatement of law appeared in the memorandum opposing Rule 11 sanctions.
  • Document review of any pleading adapted from another matter. Here allegations copied from another employee's complaint, naming supervisors who never supervised the client, were the principal ground for dismissal and the sanction.
  • Consider that the firm itself can share liability. Here the $10,000 sanction was imposed jointly and severally on the attorney and Morris Law Group, P.A.

Sources

Primary sources

Unverified claims:
  • AI attribution is a Charlotin tracker inference ('Implied'). Neither order attributes the misrepresented citation to AI; the only reference to AI is the court's quotation of plaintiff's own argument about templated motions to compel.